Comments the measures for the implementation of Shenzhen Hong Kong Express business is consistent wi-aizi

Comments: the measures for the implementation of the Shenzhen Hong Kong through business consistent with Shanghai and Hong Kong in August 26th, the Shenzhen Stock Exchange issued a notice on the "Shenzhen stock exchange Shenzhen industry service implementation measures (Draft)" (hereinafter referred to as the "implementation"), "Shenzhen stock exchange of Hong Kong stocks through investors management guidelines (draft draft)" (hereinafter referred to as the "appropriate" guidelines ") and developed jointly with the China Securities Depository and clearing limited liability company" through the Hong Kong stock trading risk disclosure statement essential provisions (Draft) "(hereinafter referred to as" the essential clauses "") to the public for comments. The "implementation measures" style of architecture, expression and rules of Shanghai Stock Exchange (SSE) "Shanghai and pilot" remained the same, the Shenzhen Hong Kong through Hong Kong stocks through "appropriate guidelines" completely consistent with Shanghai and Hong kong. The "implementation measures" a total of six chapters one hundred and twenty-four, deep through trading stocks, clear deep shares through the scope of the underlying stock and transferred to transfer rules; transaction reporting transactions and guarantees, margin short regulatory requirements; the daily amount of calculation formula and reach the treatment amount limit; ownership restrictions related arrangements. Previously, China chairman of the SFC chairman Liu Shiyu and the Hongkong securities and Futures Commission Tang Jiacheng signed in Beijing Shenzhen Hong Kong through "joint notice" clear, deep shares through the stock range for stocks Shenzhen Component Index market capitalization of more than RMB 6 billion and SME innovation index, and the Shenzhen Stock Exchange listed A+ H shares of company stock, a total of 881 only. On this basis, the implementation of a clear market value of the selection criteria of the calculation method, point and application. Among them, the market value of the standard to 6 months for the calculation of interval, and only in the implementation of the index constituent stocks adjusted regularly. In terms of the underlying stock adjustment, "measures" provisions in the index adjustment situation, deep shares through the subject shares will be adjusted accordingly. Hong Kong stocks through the transaction, "the joint announcement" clear Hong Kong stocks through the underlying shares of all stocks stocks include large shares of the Hang Seng Composite Index, the Hang Seng Composite MIDCAP index and the market value of 5 billion Hong Kong dollars above the Hang Seng Composite small stock index, and was listed on the Hongkong stock exchange A + H shares of company stock, a total of 416. The "implementation measures" the Hong Kong stocks through stock trading, order type, swing trading arrangements, at the same time to try not to change the habits of mainland investors, retained the trading account and custody, the third party depository of funds and securities, such as front-end control of existing Shenzhen A shares trading practices. In addition, according to the Shenzhen Hong Kong through unusual transactions, the possible violation of information disclosure requirements and other violations, "" measures for the implementation of clear standards, monitoring the main responsibility, illegal behavior investigation and other self regulatory content, and the supervision of cross-border cooperation in the exchange of assist each other in investigation, request the other party to take regulatory measures to exchange, the Hong Kong stock exchange the Shenzhen stock exchange securities trading services company and members of the Disciplinary Supervision and the content of the provisions. At the same time, "implementation of deep shares through the information disclosure of listed companies, Internet voting, allotment of shares, shares, and for Hong Kong stocks through private placement, custody transfer, margin trading and other matters stipulated. Investor appropriateness, ".相关的主题文章: